Employee Portal

Personal Trading

• Creating a New Trading Account
• Creating a New Bond Trade Request
• Creating a New Cryptocurrency Trade Request
• Creating a New Exchange-Traded Fund (ETF) Request
• Creating a New Foreign Exchange Trade Request
• Creating a New Forward Trade Request
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Gifts & Entertainment

• Creating a New Gift Request
• Creating a New Entertainment Request
• Adding a Web Link

Approval Requests

• Creating a New Marketing Material Approval Request
• Creating a New Outside Business Approval Request
• Creating a New Political Contributions Approval Request
• Creating a New Vendor Approval Request
• Creating a New Expert Consultant Approval Request

Compliance Disclosures

• Creating a Complaint Compliance Disclosure Request
• Creating a Conflict of Interest Compliance Disclosure Request
• Creating a Dealing Error Compliance Disclosure Request
• Creating an Operational Incident Compliance Disclosure Request
• Creating a Suspicious Activity Compliance Disclosure

My Tasks

• Filling out a Compliance Self-Certification
• Filling out an F&P Questionnaire
• Filling out a Fitness and Probity Assessment Checklist