SMCR Management

Employees

• Adding a New Employee
• Adding the Last F & P Assessment Certification Date for an Employee
• Creating a Fitness & Propriety Assessment Through the Employee Screen
• Starting a Fitness & Propriety Assessment Through the Employee Screen
• Off Boarding an Employee

Roles and Responsibilities

• Adding Senior Management Functions to an Employee Profile
• Adding SMCR Responsibilities to an Employee Profile
• Adding Persons and Non-Executive Directors to an Employee Profile
• Adding a Conduct Rule Staff Employee

F&P Assessments

• Creating a Fitness & Propriety Assessment
• Completing a Fitness & Propriety Assessment
• Submitting a Fitness & Propriety Assessment for Review
• Sending a Fitness & Propriety Assessment back for Remediation
• Starting all Fitness & Propriety Assessments in a Not Started State
• Starting a Single F&P Assessment
• See all 8 articles

F & P Questionnaires

• Requesting More Information for a Fitness & Propriety Questionnaire
• Completing a Fitness & Propriety Questionnaire

Employee - Compliance Self-Certification

• Creating a New Compliance Self-Certification