Reviewing the Personal Trade Overview Report

Article Content

Overview

Related Information/Setup

Navigation

Reviewing the Personal Trade Overview Report


Overview

The Personal Trade Overview report shows an employee their status of all their personal trade requests, personal trade request forms, and change log history.


Related Information/Setup

Please refer to the articles below for trade request information:

Please refer to the Starred Reports article, for more information on starring a report to appear on the Home screen. 


Navigation

  1. From the Home screen, click the Home dropdown menu.

Home dropdown menu.png

Home Dropdown Menu

  1. Click the Employee Portal link.

Employee Profile Link.png

Employee Profile Link

  1. From the Personal Trading screen, click the Employee link under the Personal Trading Overview section.

Employee link.png

Employee Link

Reviewing the Personal Trade Overview Report

  1. From the Personal Trading Overview screen, the Trade Request Status section charts all the employee's personal trade requests by status (Declined, Withdrawn, or More Information Requested).

Trade Request Status Section.png

Trade Request Status Section

  1. The number of trade requests per status will appear above each of the columns on the chart.

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Column Status Number

  1. The following information appears in the table under the Trade Request Status section:
    • Brokerage Account Name: The name of the brokerage account on the trade request. Click the brokerage account name for further brokerage account information.
    • Account Owner: The brokerage account's owner name. Click the account's owner name for further brokerage account information.
    • Symbol: A symbol represents a security within the selected exchange marketplace. Click the symbol to see the personal trade request.
    • Security Type: The type of security the request is attempting to trade. Click the security type to see the personal trade request.
    • Quantity: The quantity of the security the user is trading. Click the quantity to see the personal trade request.
    • Action: The action of the trade (e.g., buy, sell, short cover, etc.). Click the action to see the personal trade request.
    • Currency: The currency code represents the currency the user is trading in. Click the currency to see the personal trade request.
    • Request Date: The date the personal trade request was created. Click the request date to see the personal trade request.
    • Approval Date: If the personal trade request was approved, the date the request was approved. Click the approval date to see the personal trade request.
    • Personal Trade Status: The current status of the personal trade request (Declined, Withdrawn, or More Information Requested). Click the personal trade status to see the personal trade request.

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Trade Request Status Table

  1. (Optional) Enter a keyword in the Search field to narrow the table results.

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Search Field

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